Rule 019: Specified Penalties for Contravention of ISO Rules

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The Alberta Utilities Commission is seeking stakeholder feedback on revisions to AUC Rule 019: Specified Penalties for Contraventions of ISO Rules proposed by the Market Surveillance Administrator (MSA).

The Commission is proposing to accept the MSA’s following recommended amendments to Rule 019:

  • Rule 019 to apply to all independent system operator (ISO) rules.
  • The current three categories of contraventions be collapsed into one category.
  • The penalty escalation currently found in the Category 1 table be the one used to determine the penalty amount for subsequent contraventions of the same ISO rule

The clean and blackline versions of the rule can be found under Consultation documents on the right-hand side of the page.

The Alberta Utilities Commission is currently seeking stakeholder input on the proposed amendments to Rule 019. Please register and add your comments to the Discussion by Friday, January 15, 2021.

**12/18/2020 Update: Please note the additional amendment to subsection 4.2 found in Discussion 2.

The Alberta Utilities Commission is seeking stakeholder feedback on revisions to AUC Rule 019: Specified Penalties for Contraventions of ISO Rules proposed by the Market Surveillance Administrator (MSA).

The Commission is proposing to accept the MSA’s following recommended amendments to Rule 019:

  • Rule 019 to apply to all independent system operator (ISO) rules.
  • The current three categories of contraventions be collapsed into one category.
  • The penalty escalation currently found in the Category 1 table be the one used to determine the penalty amount for subsequent contraventions of the same ISO rule

The clean and blackline versions of the rule can be found under Consultation documents on the right-hand side of the page.

The Alberta Utilities Commission is currently seeking stakeholder input on the proposed amendments to Rule 019. Please register and add your comments to the Discussion by Friday, January 15, 2021.

**12/18/2020 Update: Please note the additional amendment to subsection 4.2 found in Discussion 2.

Discussions: All (4) Open (4)
  • Discussion 1: Elimination of 3.2(g)

    about 1 month ago
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    AUC staff invites you to provide your comments, if any, on the elimination of this bullet from subsection 3.2.

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  • Discussion 2: Amendments to subsection 4.2

    about 1 month ago
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    AUC staff invites you to provide your comments, if any, on the proposed amendments to subsection 4.2.

    *12/18/2020 Update: 

    4.2          For contraventions of the ISO rules, the Market Surveillance Administrator shall escalate the amount of the specified penalty at the level of reoccurrence in the penalty table, by section of the ISO rules, by asset, in accordance with the number of contraventions which have been issued in the 12-month rolling period.

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  • Discussion 3: Amendments to subsection 4.4

    about 1 month ago
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    AUC staff invites you to provide your comments, if any, on the proposed amendments to subsection 4.4.

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  • Discussion 4: Amendments to Penalty Table

    about 1 month ago
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    The MSA and AUC proposes that the three categories of contraventions be collapsed into one category to determine the penalty amount for subsequent contraventions of the same ISO rule.


    AUC staff invites you to provide your comments, if any, on the proposed amendments to the Penalty Table.

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